Form 4: Lumentum Director Johnson Acquires RSUs

Lumentum Holdings Inc. Director Julia Suzanne Johnson acquired 1,283 restricted stock units, increasing her beneficial ownership to 13,320 shares.

Summary

• Julia Suzanne Johnson, a Director of Lumentum Holdings Inc. (LITE), acquired 1,283 shares of Common Stock.
• The acquisition was made on November 19, 2025, through Restricted Stock Units (RSUs) at a price of $0 per unit.
• Each RSU represents the contingent right to receive one share of Common Stock upon vesting.
• Following this transaction, Ms. Johnson beneficially owns 13,320 shares of Lumentum Holdings Inc. Common Stock.
• The RSUs are scheduled to vest 100% on the earlier of November 19, 2026, or the day prior to the Issuer's next annual meeting of stockholders, contingent on Ms. Johnson's continued service as a Service Provider under the company's 2025 Equity Incentive Plan.

Sentiment

Score: 6

Explanation: The filing reports a routine insider acquisition of restricted stock units as part of compensation, which is generally a neutral to slightly positive event as it aligns director interests with shareholders, but does not indicate significant new information about company performance or strategy.

Positives

• The acquisition of Restricted Stock Units by a director increases their direct stake in the company, aligning their interests more closely with those of shareholders.
• The grant is part of a structured equity incentive plan, indicating a commitment to long-term performance and retention of key personnel.

Future Outlook

The acquired Restricted Stock Units are subject to a vesting schedule, with 100% vesting on the earlier of November 19, 2026, or the day prior to the Issuer's next annual meeting of stockholders, provided the reporting person continues as a Service Provider.

Industry Context

This transaction represents a routine grant of equity compensation to a director, a common practice across industries to incentivize long-term commitment and align management interests with shareholder value. Such grants are standard components of executive and director compensation packages in publicly traded technology companies.

Stakeholder Impact

• Shareholders: Increased alignment of a director's financial interests with shareholder value due to increased equity ownership.
• Employees: The transaction is part of an equity incentive plan, which can signal a commitment to attracting and retaining talent through equity compensation.

Next Steps

• Continued service of Julia Suzanne Johnson as a Director to meet vesting conditions for the Restricted Stock Units.
• Vesting of the 1,283 Restricted Stock Units on the earlier of November 19, 2026, or the day prior to the Issuer's next annual meeting of stockholders.

Key Dates

Keywords

Lumentum Holdings Inc., LITE, Form 4, Insider Transaction, Restricted Stock Units, RSU, Director Compensation, Equity Incentive Plan