Form 4: Lumentum Director Isaac Harris Receives RSU Grant

Lumentum Holdings Inc. Director Isaac Hosojiro Harris reported the acquisition of 1,283 restricted stock units, increasing his beneficial ownership to 11,047 shares.

Summary

• Isaac Hosojiro Harris, a Director of Lumentum Holdings Inc. (LITE), acquired 1,283 shares of common stock in the form of Restricted Stock Units (RSUs).
• The transaction occurred on November 19, 2025.
• Following this acquisition, Harris beneficially owns a total of 11,047 shares of Lumentum Common Stock.
• Each RSU represents the contingent right to receive one share of Common Stock of the Issuer upon vesting.
• The RSUs are scheduled to vest 100% on the earlier of November 19, 2026, or the day prior to the Issuer's next annual meeting of stockholders, subject to Harris's continued service as a Service Provider.
• The transaction was made pursuant to a Rule 10b5-1(c) contract, instruction, or written plan.

Sentiment

Score: 6

Explanation: The filing reports a routine grant of restricted stock units to a director, which is a standard compensation practice and aligns the director's interests with long-term shareholder value. This is generally viewed as a neutral to slightly positive event.

Positives

• Director Isaac Hosojiro Harris increased his beneficial ownership in Lumentum Holdings Inc. by 1,283 shares through a restricted stock unit grant, aligning his interests further with shareholders.

Future Outlook

The acquired restricted stock units are scheduled to vest 100% on the earlier of November 19, 2026, or the day prior to the Issuer's next annual meeting of stockholders, contingent on the reporting person's continued service.

Industry Context

NA

Stakeholder Impact

• Shareholders: The grant of RSUs to a director aligns their financial interests with the long-term performance of the company, potentially encouraging decisions that benefit shareholder value.
• Employees: This transaction is part of the company's equity incentive plan, which may also apply to other service providers, potentially impacting overall employee compensation and retention strategies.

Next Steps

• Vesting of the 1,283 restricted stock units on the earlier of November 19, 2026, or the day prior to the Issuer's next annual meeting of stockholders, subject to continued service.

Key Dates

Recommendation

This Form 4 reports a routine restricted stock unit grant to a director as part of their compensation. While it aligns the director's interests with shareholders, it does not provide new fundamental information or significant operational changes to warrant a change in investment recommendation based solely on this filing.

Keywords

Lumentum, LITE, Form 4, insider transaction, director, RSU, restricted stock unit, beneficial ownership, equity compensation