SCHEDULE 13D/A: Bleichroeder LP Amends Significant Stake in LiqTech International, Inc., Holding 33.7% of Common Stock

Bleichroeder LP, along with Bleichroeder Holdings LLC and Andrew Gundlach, has filed an Amendment No. 1 to their Schedule 13D, confirming beneficial ownership of 3,182,239 shares, representing 33.7% of LiqTech International, Inc.'s common stock.

Summary

• Bleichroeder LP, Bleichroeder Holdings LLC, and Andrew Gundlach (collectively, the "Reporting Persons") have filed Amendment No. 1 to their Schedule 13D regarding their beneficial ownership in LiqTech International, Inc.
• The Reporting Persons collectively beneficially own 3,182,239 shares of LiqTech International, Inc.'s Common Stock.
• This ownership represents 33.7% of the Issuer's outstanding Common Stock.
• Bleichroeder LP serves as an investment manager or adviser to funds and managed accounts, holding sole voting and dispositive power over the reported shares.
• Bleichroeder Holdings LLC is the general partner of Bleichroeder LP, and Andrew Gundlach owns all equity interests of Bleichroeder Holdings LLC and is Chairman and CEO of Bleichroeder LP.
• The original Schedule 13D was filed on November 19, 2024, and this amendment confirms that, except as provided, the original filing remains unchanged.

Sentiment

Score: 5

Explanation: The document is a factual disclosure of beneficial ownership and does not contain subjective language or forward-looking statements that would indicate a positive or negative sentiment. It is a routine regulatory filing.

Positives

• NA

Negatives

• NA

Risks

• The document explicitly states that none of the Reporting Persons (Bleichroeder LP, Bleichroeder Holdings LLC, or Andrew Gundlach) have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) in the last five years.
• The document explicitly states that none of the Reporting Persons have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws, in the last five years.

Future Outlook

NA

Industry Context

This filing is a standard disclosure of significant beneficial ownership, common among investment firms and individuals holding substantial stakes in publicly traded companies. It does not provide broader industry trends or competitive analysis.

Legal Proceedings

• None of the Reporting Persons have been convicted in a criminal proceeding (excluding traffic violations or similar misdemeanors) during the last five years.
• None of the Reporting Persons have been a party to a civil proceeding of a judicial or administrative body of competent jurisdiction that resulted in a judgment, decree, or final order enjoining future violations of, or prohibiting or mandating activities subject to, federal or state securities laws, or finding any violation with respect to such laws, during the last five years.

Stakeholder Impact

• Shareholders: The significant beneficial ownership of 33.7% by Bleichroeder LP and its affiliates indicates a substantial and concentrated stake, which could influence corporate governance, strategic decisions, and potentially the company's future direction. This level of ownership suggests a strong interest in the company's performance and long-term value.

Key Dates

Keywords

LiqTech International, Bleichroeder LP, Andrew Gundlach, Schedule 13D, Beneficial Ownership, SEC Filing, Common Stock, Investment Management, Shareholder Stake