Form 4: Li-Cycle Holdings Corp. Officer Reports Acquisition and Disposal of Common Shares

Carl DeLuca, General Counsel and Corporate Secretary of Li-Cycle Holdings Corp., reports acquiring and disposing of common shares and restricted stock units (RSUs) on May 8, 2024.

Summary

• On May 8, 2024, Carl DeLuca, General Counsel and Corporate Secretary of Li-Cycle Holdings Corp., reported transactions involving the company's common shares.
• DeLuca acquired 742,460 shares through restricted stock units (RSUs) awarded under the Li-Cycle Holdings Corp. 2021 Incentive Award Plan at a price of $0.
• He also disposed of 824,402 common shares.
• Following these transactions, DeLuca beneficially owns 824,402 common shares, which includes 52,339 RSUs awarded under the same incentive plan.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing, so the sentiment is neutral. It simply reports transactions by a company insider.

Industry Context

This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their transactions in the company's securities. It's a standard practice for officers and directors to receive and trade company stock, and these filings ensure compliance with regulations.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.
• It helps ensure fair trading practices and compliance with securities regulations.

Key Dates