Form 4: La Rosa Holdings Corp. COO Reports Indirect Acquisition of Stock Options Through Spouse
SEC Form 4 Filing
Deana La Rosa, Chief Operating Officer of La Rosa Holdings Corp., reports indirect beneficial ownership of stock options acquired by her spouse, Joseph La Rosa, CEO and Director of the Board.
Summary
- Deana La Rosa, the Chief Operating Officer of La Rosa Holdings Corp., filed a Form 4 disclosing changes in beneficial ownership.
- The report indicates that Ms. La Rosa has indirect beneficial ownership of stock options through her spouse, Joseph La Rosa, who is the CEO and a Director of the Board of the Issuer.
- Joseph La Rosa directly owns 600,000 non-qualified stock options with an exercise price of $1.74, granted on March 15, 2024, and expiring on March 15, 2034.
- He also directly owns 200,000 non-qualified stock options with an exercise price of $1.04, granted on June 18, 2024, and expiring on June 18, 2034.
- These options are exercisable immediately and were acquired by Mr. La Rosa.
- Ms. La Rosa's indirect beneficial ownership is reported as 'I' (Indirect) and 'By Spouse'.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing (Form 4) reporting changes in beneficial ownership. It doesn't inherently convey positive or negative sentiment, but rather provides factual information.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. This filing indicates changes in beneficial ownership of La Rosa Holdings Corp. securities by a key executive.
Stakeholder Impact
- Shareholders are informed about changes in ownership by company insiders, which can influence investor sentiment.
Key Dates
| Date | Description |
|---|---|
| 03/15/2024 | Date of earliest transaction and grant date of 600,000 stock options at $1.74. |
| 03/15/2024 | Date the previous Form 4 was filed with the SEC regarding Joseph La Rosa's direct ownership of the 600,000 options. |
| 03/15/2034 | Expiration date of 600,000 stock options at $1.74. |
| 06/18/2024 | Grant date of 200,000 stock options at $1.04. |
| 06/21/2024 | Date the previous Form 4 was filed with the SEC regarding Joseph La Rosa's direct ownership of the 200,000 options. |
| 06/18/2034 | Expiration date of 200,000 stock options at $1.04. |
| 12/31/2024 | Date of signature for the Form 4 filing. |
Keywords
Form 4, Beneficial Ownership, Stock Options, La Rosa Holdings Corp., LRHC, Deana La Rosa, Joseph La Rosa, Chief Operating Officer, CEO, Director
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