Form 4: Kroger Director Aufreiter Reports Changes in Beneficial Ownership

Director Nora A. Aufreiter reports changes in beneficial ownership of Kroger Co. stock, including phantom stock acquired through dividend reinvestment.

Summary

• On March 1, 2024, Nora A. Aufreiter, a director of Kroger Co., reported changes in her beneficial ownership of the company's stock.
• She acquired phantom stock through dividend reinvestment transactions under a deferred compensation plan.
• The transaction resulted in the acquisition of 60.32 phantom stock units at a price of $49.16 per unit.
• Following the reported transaction, Aufreiter beneficially owns 10,285.577 phantom stock units directly.
• She also directly owns 42,730 shares of common stock.

Sentiment

Score: 6

Explanation: The document is a neutral regulatory filing. The sentiment is moderately positive as it reflects continued investment by a director.

Positives

• The acquisition of phantom stock through dividend reinvestment indicates a continued investment in the company's future by the director.

Future Outlook

Shares of phantom stock will be distributed following termination of the reporting person's services as an Independent Director of The Kroger Co.

Industry Context

Form 4 filings are routine disclosures required by the SEC to provide transparency into the transactions of company insiders, such as directors and officers. This allows investors to track changes in ownership and potential alignment of interests.

Stakeholder Impact

• The filing provides transparency to shareholders regarding insider transactions.

Key Dates