4/A: Janus International Director Amends Ownership Filings After Share Transfers

Roger Fradin, a director at Janus International Group, has amended previous filings to correct the reported amounts of share transfers involving his trusts.

Summary

• This document is an amended SEC Form 4 filing by Roger Fradin, a director at Janus International Group.
• The amendment corrects previously reported share transfer amounts.
• The transactions involve transfers of Janus International Group common stock between Roger Fradin, The Fradin Community Property Revocable Trust, and Juniper GRAT Trust.
• On July 12, 2022, 6,717 shares were transferred from Roger Fradin to The Fradin Community Property Revocable Trust.
• On December 8, 2022, 515 shares were transferred from Juniper GRAT Trust to The Fradin Community Property Revocable Trust.
• On December 7, 2023, 70,171 shares were transferred from Juniper GRAT Trust to The Fradin Community Property Revocable Trust.
• On January 24, 2024, 565,688 shares were transferred from Juniper GRAT Trust to two trusts where immediate family members are beneficiaries.
• The amendment corrects errors in previous filings made on June 8, 2023, July 5, 2023, February 13, 2024, June 20, 2024, November 5, 2024, and November 27, 2024.

Sentiment

Score: 5

Explanation: The document is a routine correction of a previous filing, with no significant positive or negative implications for the company's performance or outlook.

Negatives

• The need for an amendment indicates errors in the original filings.

Risks

• Inaccurate reporting of share ownership can lead to regulatory scrutiny.
• The complexity of trust structures may increase the risk of reporting errors.

Industry Context

This filing is a routine disclosure related to changes in beneficial ownership by a company director, which is a common practice in publicly traded companies.

Comparison to Industry Standards

• The reporting of share transfers by company directors is a standard practice across all publicly listed companies.
• The use of trusts for holding shares is also a common practice for estate planning and tax purposes.
• The need for an amendment is not uncommon, but it highlights the importance of accurate and timely reporting.

Stakeholder Impact

• The amendment ensures transparency for shareholders regarding the director's ownership.

Key Dates

Keywords

Janus International Group, Roger Fradin, SEC Form 4, share transfer, beneficial ownership, trust, amendment