Form 4: Invesco Ltd. Executive Alan Leonard Smith Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Alan Leonard Smith, SMD and CHRO of Invesco Ltd., reports acquisition and disposal of Invesco Ltd. common shares and restricted stock units on March 15, 2025.
Summary
- On March 15, 2025, Alan Leonard Smith, an officer (SMD and CHRO) of Invesco Ltd. [IVZ], reported changes in beneficial ownership of the company's securities.
- Smith acquired 8,641 common shares at $0 and disposed of 3,866 common shares at $15.28.
- Following these transactions, Smith directly owns 4,775 common shares.
- Smith also acquired 8,641 Restricted Stock Units (RSUs) which convert to common shares, and now holds 17,282 RSUs.
- The RSUs vest in four equal annual installments and expire upon termination of employment.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral. It simply reports transactions.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their transactions in the company's stock. It allows investors to monitor the actions of key personnel and their alignment with company performance.
Stakeholder Impact
- The transactions may be of interest to shareholders as they provide insight into the actions of a key executive.
Key Dates
| Date | Description |
|---|---|
| 03/15/2025 | Date of earliest transaction: Acquisition and disposal of common shares and restricted stock units. |
| 03/18/2025 | Date of signature by Attorney-in-Fact. |
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