SCHEDULE: InterGroup CEO's Ownership Shifts After Option Expiration

John V. Winfield's beneficial ownership in The InterGroup Corporation decreased to 69.7% after 100,000 stock options expired unexercised.

Summary

• John V. Winfield, President, Chairman of the Board, and CEO of The InterGroup Corporation, reported a change in his beneficial ownership.
• An option to acquire 100,000 shares of Common Stock, previously held by Mr. Winfield, expired unexercised on March 16, 2026.
• As a result, these 100,000 shares are no longer considered beneficially owned by Mr. Winfield.
• Mr. Winfield now beneficially owns 1,590,074 shares of Common Stock, representing approximately 69.7% of the outstanding shares.
• This beneficial ownership consists of 1,456,879 shares held directly and 133,195 shares issuable upon the exercise of currently exercisable stock options or options exercisable within 60 days.
• The percentage is calculated based on 2,148,812 shares outstanding (as reported by the Issuer) plus Mr. Winfield's 133,195 exercisable options.
• No funds were expended by Mr. Winfield to acquire the securities reported, as the change relates to unexercised, expired options.

Sentiment

Score: 4

Explanation: StockSavvy.ai views this filing as slightly negative due to the expiration of 100,000 stock options unexercised, which reduced the CEO's potential beneficial ownership. However, the overall impact is limited given his still dominant stake.

Negatives

• The expiration of 100,000 stock options unexercised reduced Mr. Winfield's potential beneficial ownership in the company.

Future Outlook

This filing does not contain any forward-looking statements or guidance regarding the company's future operations or financial performance.

Management Comments

• John V. Winfield signed the filing as President, Chairman of the Board and CEO, certifying the information to be true, complete, and correct to the best of his knowledge and belief.

Industry Context

StockSavvy.ai notes that high insider ownership, such as the 69.7% stake held by CEO John V. Winfield, is often observed in smaller public companies. While the expiration of options represents a minor reduction in potential ownership, Mr. Winfield's substantial stake continues to signal strong alignment between management and shareholder interests, a factor often viewed positively by investors.

Stakeholder Impact

• Shareholders: The reduction in potential beneficial ownership by the CEO is a minor technical adjustment to his already substantial controlling stake, unlikely to significantly alter corporate control dynamics or shareholder influence.

Key Dates

Recommendation

This filing is a routine disclosure of a change in beneficial ownership due to option expiration, not indicative of operational performance or strategic shifts. While it notes a slight reduction in the CEO's potential stake, his overall control remains overwhelming. There are no new fundamental drivers for a buy or sell recommendation based solely on this information, thus a 'hold' is appropriate.

Keywords

The InterGroup Corporation, John V. Winfield, Beneficial Ownership, Schedule 13D, Stock Options, Corporate Governance, Insider Ownership