SCHEDULE 13G: Streeterville Capital Discloses 9.9% Stake in Alpha Modus Holdings, Capped by Convertible Note Terms

Streeterville Capital LLC, along with its management entities, has disclosed a 9.9% beneficial ownership stake in Alpha Modus Holdings, Inc., holding 1,235,201 shares of Class A Common Stock.

Summary

• Streeterville Capital LLC, Streeterville Management LLC, and John M. Fife (sole member of Streeterville Management) have filed a Schedule 13G disclosing beneficial ownership in Alpha Modus Holdings, Inc.
• The reporting persons collectively beneficially own 1,235,201 shares of Alpha Modus Holdings, Inc.'s Class A Common Stock.
• This ownership represents 9.9% of the total 12,476,780 shares outstanding as of April 15, 2025, as reported in the Issuer's 10-K filing.
• The ownership stems from rights under a Secured Convertible Promissory Note and Amendment #2 to Secured Convertible Promissory Note.
• Streeterville's ownership is subject to a contractual cap, currently set at 9.9%, preventing them from owning a higher percentage of outstanding shares despite rights to do so.
• The securities were not acquired or held for the purpose of changing or influencing control of the issuer, nor in connection with any transaction having that purpose or effect, other than activities solely in connection with a nomination under Rule 240.14a-11.

Sentiment

Score: 6

Explanation: The sentiment is moderately positive. While a 13G is a factual disclosure, the presence of a significant institutional investor holding a substantial stake, even with a cap, can be viewed favorably as a vote of confidence. The cap itself introduces a slight negative nuance by limiting potential upside from increased investor influence.

Positives

• A significant institutional investor, Streeterville Capital, holds a substantial stake, indicating a degree of confidence in Alpha Modus Holdings, Inc.

Negatives

• The contractual ownership cap of 9.9% limits Streeterville Capital's potential for increased influence or further equity accumulation, even if they have rights to convert more shares.

Risks

• The existence of a 'Secured Convertible Promissory Note' implies a debt instrument that can convert to equity, which could lead to future dilution if the cap is removed or if other convertible instruments exist.

Future Outlook

The document does not provide explicit forward-looking statements or guidance regarding the issuer's future performance or strategic direction. It primarily details current beneficial ownership.

Industry Context

This filing is a standard disclosure of significant beneficial ownership by an institutional investor. It does not provide information to analyze broader industry trends or competitive positioning, focusing solely on the ownership structure of Alpha Modus Holdings, Inc.

Stakeholder Impact

• Shareholders: The disclosure provides transparency regarding a significant investor's stake, which could influence market perception and liquidity. The ownership cap might limit the potential for a single investor to exert excessive control.
• Creditors: The mention of a 'Secured Convertible Promissory Note' indicates existing debt obligations, which is relevant for creditors assessing the company's capital structure.

Key Dates

Recommendation

Keywords

Alpha Modus Holdings, Streeterville Capital, Schedule 13G, Beneficial Ownership, Convertible Note, Equity Stake, SEC Filing, Institutional Investor, Common Stock, Ownership Cap