SCHEDULE 13G/A: Stonepine Capital Entities Disclose 3.8% Stake in Inovio Pharmaceuticals

Sentiment:

Beneficial Ownership Report


Stonepine Capital Management, LLC and its affiliated entities have filed an amended Schedule 13G, disclosing a beneficial ownership of 3.8% of Inovio Pharmaceuticals, Inc.'s common stock as of March 31, 2025.

Summary

  • Stonepine Capital Management, LLC, Stonepine Capital, L.P., Stonepine GP, LLC, and Jon M. Plexico jointly reported beneficial ownership of 1,434,997 shares of Inovio Pharmaceuticals, Inc. Common Stock.
  • This aggregate amount represents 3.8% of Inovio Pharmaceuticals' outstanding Common Stock.
  • The ownership includes 518,331 shares of Common Stock directly owned and 916,666 shares underlying warrants.
  • The percentage is calculated based on 36,667,221 shares of Common Stock outstanding as of March 12, 2025, as reported in Inovio's Form 10-K for the fiscal year ended December 31, 2024.
  • The reporting persons share both voting and dispositive power over all 1,434,997 shares.
  • The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing the control of Inovio Pharmaceuticals, Inc.

Sentiment

Score: 5

Explanation: The document is a factual disclosure of beneficial ownership and does not contain subjective language or forward-looking statements that would indicate a positive or negative sentiment. It is a neutral regulatory filing.

Future Outlook

NA

Industry Context

This filing is a standard disclosure of a passive investment stake by an investment firm in a publicly traded biotechnology company. It does not provide specific insights into broader industry trends or Inovio's competitive position beyond the fact of the investment.

Stakeholder Impact

  • Shareholders: Provides transparency regarding a significant, though passive, ownership stake by Stonepine Capital entities, which may be of interest to other investors.

Key Dates

DateDescription
2024-12-31Fiscal year end for Inovio Pharmaceuticals, Inc., as reported in their Form 10-K, which provided the basis for outstanding shares.
2025-03-12Date on which 36,667,221 shares of Inovio Pharmaceuticals Common Stock were reported as outstanding in the Issuer's Form 10-K.
2025-03-31Date of event which requires the filing of this Schedule 13G statement, indicating the beneficial ownership position.
2025-05-13Date of the Agreement Regarding Joint Filing of Statement on Schedule 13D or 13G.
2025-05-14Date the Schedule 13G Amendment No. 1 was signed and filed.

Keywords

Inovio Pharmaceuticals, Stonepine Capital Management, Beneficial Ownership, Schedule 13G, Common Stock, Investment Adviser, Warrants, Equity Stake

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