SCHEDULE 13D/A: Rankin Family Group Updates Hyster-Yale Class B Stock Ownership to 95.6% in Latest SEC Filing

Sentiment:

Beneficial Ownership Update


The Rankin family and associated entities have filed Amendment No. 13 to their Schedule 13D, updating their beneficial ownership of Hyster-Yale, Inc.'s Class B Common Stock to 95.6% as a group and detailing changes in individual holdings and partnership agreements.

Summary

  • This Amendment No. 13 updates and supplements information regarding the beneficial ownership of Hyster-Yale, Inc.'s Class B Common Stock by certain signatories to the Stockholders' Agreement.
  • The reporting persons, as a group, are deemed to beneficially own 3,301,718 shares of Class B Common Stock, representing 95.6% of the outstanding Class B Common as of March 12, 2025.
  • Individual beneficial ownership figures for key reporting persons include Alfred M. Rankin, Jr. (3,217,230 shares, 93.1%), Victoire G. Rankin (3,217,230 shares, 93.1%), Helen R. Butler (3,205,870 shares, 92.8%), Clara T. Rankin Williams (3,203,070 shares, 92.7%), John C. Butler, Jr. (3,205,870 shares, 92.8%), and David B. Williams (3,203,070 shares, 92.7%).
  • The filing includes updates to the residential addresses and current employment/roles for several individuals associated with the reporting group, such as Clara T. Rankin Williams (CEO of Clara Williams Company), Chloe R. Seelbach (not employed), Clara Rankin Butler (Associate at Christie's Auction House), Griffin B. Butler (self-employed), Scott W. Seelbach (private equity principal), Thomas Parker Rankin (Director at Altamar Capital Partners), and A. Farnham Rankin (employed at Cookson Adventures).
  • The First Amended and Restated Limited Partnership Agreement of AMR Associates, L.P. was amended three times: on August 8, 2023, to allow abbreviated partner names; on June 13, 2024, to eliminate Class A-1 Limited Partnership Interests; and on March 12, 2025, to add an additional limited partner.

Sentiment

Score: 5

Explanation: The document is a neutral, factual update on beneficial ownership and internal governance of a reporting group, with no positive or negative implications for the company's operational or financial performance.

Future Outlook

NA

Industry Context

This Schedule 13D amendment is a routine disclosure of beneficial ownership by a controlling shareholder group (the Rankin family and associated entities) in Hyster-Yale, Inc., a company involved in the material handling industry. Such filings are standard for significant shareholders and do not typically provide insights into broader industry trends or competitive dynamics, focusing instead on compliance with ownership reporting requirements.

Corporate Governance

Change TypeDescriptionEffective DateImpact Assessment
Partnership Agreement AmendmentThe First Amended and Restated Limited Partnership Agreement of AMR Associates, L.P. was amended on August 8, 2023, to allow the use of abbreviated names of partners for record-keeping purposes.2023-08-08Minor administrative change for internal record-keeping within the reporting entity, AMR Associates, L.P.
Partnership Agreement AmendmentThe First Amended and Restated Limited Partnership Agreement of AMR Associates, L.P. was amended on June 13, 2024, to eliminate Class A-1 Limited Partnership Interests.2024-06-13Internal restructuring of partnership interests within the reporting entity, AMR Associates, L.P., potentially simplifying its capital structure.
Partnership Agreement AmendmentThe First Amended and Restated Limited Partnership Agreement of AMR Associates, L.P. was amended on March 12, 2025, to add an additional limited partner.2025-03-12Expansion of the limited partner base within the reporting entity, AMR Associates, L.P., indicating potential changes in its internal ownership structure.

Key Dates

DateDescription
2012-09-12Original Stockholders' Agreement date.
2012-12-31First amendment to Stockholders' Agreement.
2013-01-18Second amendment to Stockholders' Agreement.
2013-02-14Amendment No. 1 to Schedule 13D filed.
2014-02-14Amendment No. 2 to Schedule 13D filed.
2015-02-17Amendment No. 3 to Schedule 13D filed.
2015-03-27Amendment to Stockholders' Agreement.
2015-12-29Amendment to Stockholders' Agreement.
2016-02-16Amendment No. 4 to Schedule 13D filed.
2016-12-02Amendment to Stockholders' Agreement.
2016-12-22Amendment to Stockholders' Agreement.
2017-02-06Amendment to Stockholders' Agreement.
2017-02-14Amendment No. 5 to Schedule 13D filed.
2018-02-14Amendment No. 6 to Schedule 13D filed.
2018-10-30Amendment to Stockholders' Agreement.
2019-02-14Amendment No. 7 to Schedule 13D filed.
2019-12-05Amendment to Stockholders' Agreement.
2020-02-13Amendment No. 8 to Schedule 13D filed.
2020-12-31Amendment to Stockholders' Agreement.
2021-02-12Amendment No. 9 to Schedule 13D filed.
2021-12-07Amendment to Stockholders' Agreement.
2022-02-14Amendment No. 10 to Schedule 13D filed.
2022-12-12Amendment to Stockholders' Agreement.
2023-02-14Amendment No. 11 to Schedule 13D filed.
2023-08-08Second Amendment to AMR Associates, L.P. Limited Partnership Agreement, allowing abbreviated partner names.
2024-02-13Amendment No. 12 to Schedule 13D filed.
2024-02-12Amendment to Stockholders' Agreement.
2024-06-13Third Amendment to AMR Associates, L.P. Limited Partnership Agreement, eliminating Class A-1 Limited Partnership Interests.
2025-03-12Date of event requiring filing of this statement; Fourth Amendment to AMR Associates, L.P. Limited Partnership Agreement, adding an additional limited partner; Date as of which beneficial ownership percentages are calculated.
2025-03-14Date of filing of Amendment No. 13 to Schedule 13D.

Keywords

Hyster-Yale Inc., Class B Common Stock, Schedule 13D, Beneficial Ownership, SEC Filing, Rankin Family, Stockholders' Agreement, Corporate Governance, Ownership Update, AMR Associates L.P.

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