Form 4: Huron Consulting Group Director James H. Roth Sells Shares Under 10b5-1 Plan

Huron Consulting Group director James H. Roth sold 2,000 shares of common stock under a pre-arranged 10b5-1 trading plan.

Summary

• James H. Roth, a director at Huron Consulting Group, sold a total of 2,000 shares of common stock on December 4, 2024.
• The sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on May 18, 2024.
• 1,652 shares were sold at a weighted average price of $123.61, with individual prices ranging from $123.00 to $123.97.
• An additional 348 shares were sold at a weighted average price of $124.11, with individual prices ranging from $124.04 to $124.17.
• Following these transactions, Roth directly owns 52,825 shares and indirectly owns 3,855 shares through a Family LLC.

Sentiment

Score: 5

Explanation: The document reflects a routine transaction under a pre-arranged plan, with no indication of positive or negative sentiment.

Industry Context

Sales by insiders are a common occurrence and are often pre-planned to avoid accusations of insider trading. The use of a 10b5-1 plan is a standard practice for executives to manage their stock holdings.

Comparison to Industry Standards

• The use of a 10b5-1 trading plan is a common practice among corporate executives at companies like Accenture, Deloitte, and Ernst & Young to manage their stock holdings and avoid accusations of insider trading.
• The reported sale is not unusual in terms of volume or price range compared to other insider transactions in the consulting industry.

Stakeholder Impact

• The stock sale by a director may have a minor impact on shareholder sentiment, but is unlikely to cause significant concern due to the pre-planned nature of the transaction.

Key Dates

Keywords

Huron Consulting Group, James H. Roth, stock sale, Rule 10b5-1, insider trading, director, share transaction