Form 4: Humana Executive William Kevin Fleming Reports Changes in Beneficial Ownership
SEC Form 4 Filing
Humana's Chief Corporate Affairs Officer, William Kevin Fleming, reports a transaction involving the disposition of 11 shares of Humana common stock and updates to derivative security holdings.
Summary
- William Kevin Fleming, Chief Corporate Affairs Officer of Humana Inc., filed a Form 4 detailing changes in his beneficial ownership of Humana securities.
- The report indicates the disposition of 11 shares of Humana common stock.
- Fleming also holds options to purchase Humana common stock at various prices and expiration dates, as well as restricted stock units and phantom stock units.
- The transactions are related to stock incentive plans and retirement savings plans.
- The filing includes details of stock options granted between 2019 and 2024, vesting in three annual increments.
- Restricted stock units were granted in 2022 and 2023, vesting annually on December 15th.
Sentiment
Score: 5
Explanation: This is a routine regulatory filing, so the sentiment is neutral.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders and their holdings in the company's securities.
Key Dates
| Date | Description |
|---|---|
| 02/25/2019 | Non-Qualified stock options granted to reporting person, vesting in three increments from 2/25/20 to 2/25/22. |
| 02/24/2020 | Incentive and Non-Qualified stock options granted to reporting person, vesting in three annual increments from 2/24/21 to 2/24/23. |
| 02/22/2021 | Incentive and Non-Qualified stock options granted to reporting person, vesting in three annual increments from 2/22/22 to 2/22/24. |
| 02/21/2022 | Incentive and Non-Qualified stock options granted to reporting person, vesting in three annual increments from 2/21/23 to 2/21/25; Restricted stock units granted, 33% of the award is vesting on 12/15/22, 12/15/23, and 12/15/24. |
| 02/24/2023 | Incentive and Non-Qualified stock options granted to reporting person, vesting in three annual increments from 2/24/24 to 2/24/26; Restricted stock units granted, 33% of the award is vesting on 12/15/23, 12/15/24, and 12/15/25. |
| 02/21/2024 | Incentive and Non-Qualified stock options granted to reporting person, vesting in three annual increments from 2/21/25 to 2/21/27. |
| 08/31/2024 | Shares held for the benefit of reporting person as of this date under the Humana Retirement Savings Plan. |
| 09/30/2024 | Date of the earliest transaction reported; disposition of 11 Humana common shares. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.