Form 4: Houlihan Lokey CFO Reports Stock Transactions
SEC Form 4 Filing
J. Lindsey Alley, CFO of Houlihan Lokey, reports the disposition of Class A Common Stock to cover taxes upon vesting of existing awards.
Summary
- On May 15, 2025, J. Lindsey Alley, the Chief Financial Officer of Houlihan Lokey, reported transactions involving the company's stock.
- 2,542 shares of Class A Common Stock were disposed of to cover taxes upon the vesting of existing awards under the company's 2016 Incentive Award Plan.
- Following the reported transactions, Alley directly owns 64,575 shares of Class A Common Stock through the HL Voting Trust.
- Class B Common Stock is convertible into Class A Common Stock on a one-for-one basis.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions by an insider. It doesn't inherently convey positive or negative sentiment.
Industry Context
This filing is a routine disclosure of stock transactions by a company insider, which is common in the financial industry.
Stakeholder Impact
- The transaction has a minimal impact on stakeholders as it is a routine sale of shares to cover tax obligations.
Key Dates
| Date | Description |
|---|---|
| 05/15/2025 | Date of transaction: Disposition of Class A Common Stock. |
| 05/19/2025 | Date of signature for the Form 4 filing. |
Keywords
Form 4, Houlihan Lokey, HLI, J. Lindsey Alley, CFO, Stock Transaction, Beneficial Ownership, Class A Common Stock, Class B Common Stock, HL Voting Trust, Incentive Award Plan
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