Form 4: Hilltop Holdings Officer Acquires Shares via ESPP

Hilltop Holdings' Chief Accounting Officer, Keith E. Bornemann, acquired 70 shares of common stock through the company's Employee Stock Purchase Plan.

Summary

• Keith E. Bornemann, Chief Accounting Officer of Hilltop Holdings Inc. (HTH), acquired 70 shares of common stock.
• The transaction occurred on October 1, 2025, at a price of $30.08 per share.
• These shares were purchased through the company's Employee Stock Purchase Plan (ESPP) for the period spanning July 1, 2025, to September 30, 2025.
• The purchase price was calculated at 90% of the closing price of HTH stock on September 30, 2025.
• Following this acquisition, Mr. Bornemann's direct beneficial ownership stands at 10,892.02 shares.

Sentiment

Score: 6

Explanation: The acquisition of shares by a Chief Accounting Officer through an Employee Stock Purchase Plan is a routine, mildly positive event. It indicates continued participation in employee benefits and a degree of confidence in the company, though the small volume (70 shares) limits its significance as a strong market signal.

Positives

• Acquisition of shares by a key executive, Keith E. Bornemann, through the Employee Stock Purchase Plan.
• Participation in the ESPP demonstrates continued alignment of management's interests with shareholders.

Future Outlook

This filing does not contain any forward-looking statements or guidance.

Industry Context

Insider transactions, particularly those through Employee Stock Purchase Plans, are common in publicly traded companies. They generally reflect an executive's participation in routine employee benefits and can be viewed as a minor signal of confidence in the company's prospects, aligning management's interests with shareholders.

Related Party Transactions

• Keith E. Bornemann, Chief Accounting Officer, acquired 70 shares of Hilltop Holdings Inc. common stock through the company's Employee Stock Purchase Plan (ESPP). This is considered a related party transaction due to his executive position.

Stakeholder Impact

• Shareholders may view the executive's participation in the ESPP as a positive sign of management's alignment with shareholder interests and confidence in the company.

Key Dates

Keywords

Hilltop Holdings, HTH, Insider Transaction, Form 4, Employee Stock Purchase Plan, ESPP, Stock Acquisition, Keith Bornemann