Form 4: Hilltop Holdings CAO Buys Shares via ESPP

Hilltop Holdings Inc.'s Chief Administrative Officer, Darren E. Parmenter, acquired 77 shares of common stock through the company's Employee Stock Purchase Plan at $30.55 per share.

Summary

• Darren E. Parmenter, Chief Administrative Officer of Hilltop Holdings Inc., acquired 77 shares of common stock.
• The transaction occurred on January 2, 2026.
• Shares were purchased at a price of $30.55 per share.
• The acquisition was made pursuant to the Hilltop Holdings Inc. Employee Stock Purchase Plan (ESPP) for the purchase period of October 1, 2025, through December 31, 2025.
• The purchase price represents 90% of the closing price of the Issuer's stock on December 31, 2025.
• Following this transaction, Mr. Parmenter directly beneficially owns 91,432.0883 shares of common stock.

Sentiment

Score: 6

Explanation: Slightly positive as an insider increased their stake, indicating confidence, though the transaction is routine via an ESPP.

Positives

• An insider, the Chief Administrative Officer, increased their direct ownership in the company, which can signal confidence in the company's future prospects.
• The acquisition was made through an Employee Stock Purchase Plan (ESPP), indicating participation in a company-sponsored benefit program.

Negatives

• No specific negative aspects are indicated by this routine insider transaction report.

Risks

• No specific risks are mentioned in this Form 4 filing.

Future Outlook

This Form 4 filing does not contain any forward-looking statements or guidance regarding the company's future outlook.

Industry Context

This routine insider transaction, an acquisition of shares through an Employee Stock Purchase Plan, is a common occurrence across various industries and does not inherently reflect broader industry trends or competitive dynamics.

Related Party Transactions

• Acquisition of 77 shares of common stock by Chief Administrative Officer Darren E. Parmenter through the company's Employee Stock Purchase Plan (ESPP) at a price of $30.55 per share.

Stakeholder Impact

• Shareholders: May view the insider purchase as a minor positive signal of management's confidence in the company's value.
• Employees: The transaction highlights the availability and utilization of the Employee Stock Purchase Plan as a benefit.

Key Dates

Keywords

Hilltop Holdings, HTH, Insider Trading, Form 4, Stock Purchase, Employee Stock Purchase Plan, ESPP, Darren Parmenter, Common Stock