Form 4: Hercules Capital Executive Kiersten Zaza Botelho Reports Stock Transaction
SEC Form 4 Filing
Kiersten Zaza Botelho, Chief Legal Officer & CCO of Hercules Capital, Inc., reports a transaction involving the withholding of common stock to cover taxes related to vesting restricted stock.
Summary
- On April 9, 2025, Kiersten Zaza Botelho, Chief Legal Officer & CCO of Hercules Capital, Inc., had 843 shares of common stock withheld to cover taxes.
- The withholding was related to the vesting of restricted stock.
- The price per share for the transaction was $17.49.
- Following the transaction, Botelho directly owns 68,351 shares of Hercules Capital, Inc. common stock.
Sentiment
Score: 5
Explanation: The document is a routine regulatory filing regarding a stock transaction related to tax withholding, indicating a neutral sentiment.
Industry Context
This Form 4 filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.
Stakeholder Impact
- The transaction has a minimal direct impact on stakeholders, as it is a routine tax withholding related to executive compensation.
Key Dates
| Date | Description |
|---|---|
| 04/09/2025 | Date of stock transaction (tax withholding). |
| 04/11/2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, Hercules Capital, HTGC, Kiersten Zaza Botelho, Chief Legal Officer, CCO, Stock Transaction, Beneficial Ownership, Restricted Stock, Tax Withholding
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