Form 4: Hercules Capital Executive Kiersten Zaza Botelho Reports Stock Transaction
SEC Form 4
Kiersten Zaza Botelho, Chief Legal Officer & CCO of Hercules Capital, Inc., reports disposition of shares to cover tax obligations related to vesting of restricted stock.
Summary
- On April 11, 2025, Kiersten Zaza Botelho, Chief Legal Officer & CCO of Hercules Capital, Inc., disposed of 788 shares of common stock to cover tax obligations.
- The shares were disposed of at a price of $16.83 per share.
- Following the transaction, Botelho directly owns 67,563 shares of Hercules Capital, Inc.
- The transaction was reported on April 14, 2025.
Sentiment
Score: 5
Explanation: This is a neutral event. It's a routine transaction related to tax obligations and doesn't necessarily reflect a positive or negative outlook on the company.
Industry Context
This is a routine Form 4 filing, which is common for corporate executives who receive stock as part of their compensation. It indicates a transaction where shares were sold to cover tax obligations arising from the vesting of restricted stock.
Key Dates
| Date | Description |
|---|---|
| 04/11/2025 | Date of transaction: Disposition of shares to cover tax obligations. |
| 04/14/2025 | Date of report filing. |
Keywords
Form 4, insider trading, stock transaction, Hercules Capital, HTGC, Kiersten Zaza Botelho, Chief Legal Officer, CCO
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