Form 4: Hercules Capital CEO Scott Bluestein Reports Tax-Related Stock Disposal
SEC Form 4 Filing
Scott Bluestein, CEO of Hercules Capital, reports the disposal of shares to cover tax obligations related to vesting restricted stock.
Summary
- On April 11, 2025, Scott Bluestein, the CEO of Hercules Capital, Inc., disposed of 13,307 shares of common stock to cover tax obligations.
- The shares were withheld at a price of $16.83 per share.
- Following the transaction, Bluestein directly owns 2,292,204 shares of Hercules Capital's common stock.
Sentiment
Score: 5
Explanation: Neutral sentiment as the filing relates to a routine tax-related stock disposal, not indicative of a change in the company's prospects or management's confidence.
Industry Context
Form 4 filings are a routine part of insider trading regulations, providing transparency into the transactions of company executives and directors. This transaction is related to tax obligations, which is a common occurrence when restricted stock vests.
Key Dates
| Date | Description |
|---|---|
| 04/11/2025 | Date of stock disposal for tax obligations. |
| 04/15/2025 | Date of signature on the Form 4 filing. |
Keywords
Form 4, Hercules Capital, Scott Bluestein, Stock Disposal, Tax Obligations, HTGC, CEO, Restricted Stock
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