Form 4: HealthEquity EVP & CFO James Lucania Reports Changes in Beneficial Ownership
SEC Form 4 Filing
James Lucania, EVP & CFO of HealthEquity, Inc., filed a Form 4 disclosing the acquisition and disposal of common stock.
Summary
- On March 27, 2024, James Lucania, the EVP & CFO of HealthEquity, Inc., reported changes in beneficial ownership of the company's common stock.
- The report indicates the acquisition of 21,952 shares of common stock at $0 and the disposal of 86,840 shares.
- Following the reported transactions, Lucania directly owns 86,840 shares of HealthEquity, Inc.
- The filing also includes a Limited Power of Attorney, effective September 21, 2023, granting certain individuals the authority to execute and file Forms 3, 4, and 5 on Lucania's behalf.
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing, so the sentiment is neutral.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities in the company's stock.
Stakeholder Impact
- Shareholders are informed about the insider trading activities of the company's EVP & CFO.
- The filing ensures transparency and compliance with SEC regulations.
Key Dates
| Date | Description |
|---|---|
| 2023-09-21 | Date of execution for the Limited Power of Attorney. |
| 2024-03-27 | Date of the stock transactions (acquisition and disposal). |
| 2024-03-28 | Date of signature for the Form 4 filing. |
| 2025-04-01 | Shares vest as to 25% of the initial award. |
Disclaimer:The information provided here is for general informational purposes only and does not constitute financial advice, recommendation, or endorsement of any kind. It may contain errors or omissions. You should not rely on this information to make financial decisions. Always seek the advice of a qualified financial professional before making any investment or financial decisions. Use of this information is at your own risk.