Form 4: Hawthorn Bancshares CEO Brent M. Giles Acquires Additional Shares

Sentiment:

SEC Form 4 Filing


Hawthorn Bancshares CEO Brent M. Giles reports the purchase of 700 shares of common stock at an average price of $25.84, along with details of restricted stock units and shares held in trust.

Summary

  • Brent M. Giles, CEO of Hawthorn Bancshares, Inc., reported a transaction on March 11, 2025, involving the acquisition of 700 shares of common stock at a weighted average price of $25.84.
  • The shares were purchased in multiple transactions ranging from $25.82 to $25.90.
  • Following the reported transaction, Giles beneficially owns 19,371.319 shares directly and 16,876.113 shares indirectly through a trust and profit sharing trust.
  • The indirect holdings include unvested restricted stock units (RSUs) that will vest on various dates in May and June of 2025, 2026 and 2027.

Sentiment

Score: 7

Explanation: The sentiment is moderately positive due to the CEO's stock purchase, which suggests confidence in the company. However, it's a single transaction and doesn't provide a comprehensive view of the company's overall health.

Positives

  • The CEO's purchase of additional shares may signal confidence in the company's future performance.

Industry Context

Insider transactions are closely monitored as they can provide insights into management's perspective on the company's valuation and future prospects. Purchases are generally seen as a positive sign.

Stakeholder Impact

  • The CEO's stock purchase could positively influence shareholder sentiment.

Key Dates

DateDescription
03/11/2025Date of the stock purchase transaction.
03/13/2025Date of the Form 4 filing.
05/01/2025Vesting date for 3,717 restricted stock units.
06/30/2025Vesting date for 4,092 restricted stock units.
05/01/2026Vesting date for 3,717 restricted stock units.
06/30/2026Vesting date for 4,093 restricted stock units.
05/01/2027Vesting date for 3,717 restricted stock units.

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