Form 4: Hawkins VP Sells Shares for Tax Obligations

Hawkins Inc. VP Douglas A. Lange disposed of 3,855 common shares at $151.62 each to cover tax withholding obligations.

Summary

• Douglas A. Lange, VP Water Treatment Group at Hawkins Inc. (HWKN), reported a disposition of common stock.
• On March 30, 2026, Lange disposed of 3,855 shares of common stock.
• The transaction was executed at a price of $151.62 per share.
• This disposition was coded as 'F', indicating a payment of exercise price or tax liability by delivering or withholding securities.
• Following this transaction, Lange directly owns 25,152.711 shares of common stock.
• Additionally, Lange indirectly owns 756.2655 shares through an ESOP Trustee and 941.214 shares through an IRA.
• The reported beneficial ownership includes 21.53 shares acquired from June 2025 to February 2026 pursuant to the Issuer's dividend reinvestment plan.
• The reported beneficial ownership also includes 194 shares acquired from June to December 2025 pursuant to the Issuer's employee stock purchase plan.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event. The transaction is a routine tax-related disposition, not indicative of a change in management's confidence or company performance, especially given the continued beneficial ownership and prior acquisitions through company plans.

Positives

• The insider continues to hold a significant number of shares (over 26,800 shares directly and indirectly) after the transaction.
• Prior to this transaction, the insider acquired shares through the company's dividend reinvestment plan and employee stock purchase plan, indicating continued participation in company equity programs.

Negatives

• The disposition of 3,855 shares reduces the insider's direct beneficial ownership.

Future Outlook

This filing does not contain any forward-looking statements or guidance.

Industry Context

StockSavvy.ai notes that Form 4 filings are routine disclosures for insiders and typically do not reflect broader industry trends unless they indicate a pattern of significant buying or selling across multiple insiders or companies. This specific transaction is for tax purposes, which is a common occurrence for executives receiving equity compensation.

Comparison to Industry Standards

• This is a standard Form 4 filing for an insider transaction related to tax withholding, which is a common practice for executives in publicly traded companies across various sectors, including specialty chemicals and water treatment, when equity awards vest or are exercised.
• The transaction itself does not provide operational or financial results to compare against industry benchmarks or specific comparable companies.

Related Party Transactions

• The reported transaction is a disposition of common stock by an officer of the company to satisfy tax withholding obligations, which is a related party dealing.

Stakeholder Impact

• Shareholders: Minimal direct impact as it is a routine tax-related sale, not a discretionary sale indicating a lack of confidence. The insider retains significant holdings.

Key Dates

Recommendation

This Form 4 reports a routine insider transaction for tax withholding purposes, which is a common occurrence and does not reflect a change in the company's fundamentals or the insider's long-term view. The insider still holds a substantial number of shares, and previous acquisitions through company plans indicate continued participation. Therefore, the filing itself does not provide a basis for a change in investment recommendation.

Keywords

Hawkins Inc., HWKN, Douglas A. Lange, Insider Trading, Form 4, Stock Sale, Tax Withholding, Beneficial Ownership, Water Treatment Group