SCHEDULE: State Street Discloses 4.7% Stake in Hanmi Financial

State Street Corporation has reported a 4.7% beneficial ownership stake in Hanmi Financial Corp, holding 1,431,890 common shares as of June 30, 2025.

Summary

• State Street Corporation, a Massachusetts-based entity, has filed a Schedule 13G indicating beneficial ownership of 1,431,890 shares of Hanmi Financial Corp's common stock.
• This ownership represents 4.7% of the class of securities.
• State Street Corporation holds 302,792 shares with shared voting power and 1,431,890 shares with shared dispositive power.
• The filing was made by State Street Corporation as a parent holding company, with several subsidiaries identified as acquiring the securities, including SSGA Funds Management, Inc. and various State Street Global Advisors entities.
• The securities were acquired and are held in the ordinary course of business, without the purpose or effect of changing or influencing the control of Hanmi Financial Corp.

Sentiment

Score: 5

Explanation: The filing is a standard beneficial ownership disclosure and does not contain information that would inherently indicate positive or negative sentiment regarding the issuer's performance or outlook.

Future Outlook

NA

Management Comments

• "To the best of my knowledge and belief, the securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under §§ 240.14a-11."

Industry Context

This filing is a routine disclosure of passive institutional ownership, common among large asset managers like State Street Corporation. It reflects a standard investment position in a financial institution, Hanmi Financial Corp, without indicating any strategic or activist intent. Such disclosures provide transparency on significant holdings within the financial sector.

Stakeholder Impact

• Shareholders: Provides transparency regarding a significant institutional investor's passive stake in the company.

Key Dates

Keywords

Hanmi Financial, State Street, Beneficial Ownership, Schedule 13G, Common Stock, Institutional Investor, Financial Services