4/A: Hanmi Financial Corp: Officer Amends Filing to Correctly Report Forfeited Shares
SEC Filing Amendment
Michael Du, Chief Risk Officer of Hanmi Financial Corp, amends a previous SEC Form 4 filing to correct the number of shares forfeited on March 24, 2024.
Summary
- Michael Du, Chief Risk Officer of Hanmi Financial Corp, filed an amended SEC Form 4 to correct a previous filing.
- The amendment concerns a transaction on March 24, 2024, where shares of common stock were forfeited to cover tax obligations.
- The original filing incorrectly reported the number of forfeited shares as 609, while the corrected filing states the number as 615.
- Following the transaction, Du directly owns 7,599 shares of Hanmi Financial Corp.
- The price per share for the forfeited shares was $15.22.
Sentiment
Score: 7
Explanation: The document is a routine regulatory filing. The amendment suggests attention to detail and compliance, which is moderately positive.
Industry Context
Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. Amendments are not uncommon and often reflect minor corrections or clarifications.
Key Dates
| Date | Description |
|---|---|
| 03/24/2024 | Date of the transaction (share forfeiture) |
| 03/26/2024 | Date of original filing |
| 03/27/2024 | Date of amended filing |
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