Form 4: Hannon Armstrong Executive Nathaniel Rose Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


Nathaniel Rose, a Senior Managing Director at Hannon Armstrong, reports changes in his beneficial ownership of company stock and LTIP units following a transaction on March 1, 2025.

Summary

  • Nathaniel Rose, a Senior Managing Director at Hannon Armstrong Sustainable Infrastructure Capital, Inc., filed a Form 4 detailing changes in his beneficial ownership.
  • The report indicates that Rose acquired 40,608 LTIP Units on March 1, 2025.
  • These LTIP Units are held by HASI Management HoldCo LLC, of which Rose is a member, and represent his proportionate interest.
  • Rose also directly owns 148,164 shares of common stock and disclaims beneficial ownership of 3,000 shares held by his spouse, except to the extent of his pecuniary interest.
  • Previously reported totals included 25,484 LTIP Units which did not vest because certain performance targets for the period ending December 31, 2024, were not met.

Sentiment

Score: 5

Explanation: The document is a neutral regulatory filing. It doesn't inherently convey positive or negative sentiment, but rather reports factual changes in ownership.

Negatives

  • 25,484 LTIP Units previously included in the total did not vest because certain performance targets for the period ending December 31, 2024, were not met.

Industry Context

This filing is a routine disclosure related to changes in beneficial ownership by a company executive, which is a common practice in publicly traded companies. It provides transparency to investors regarding the holdings and transactions of key personnel.

Stakeholder Impact

  • The filing provides transparency to shareholders regarding the ownership stake of a key executive.

Key Dates

DateDescription
12/31/2024Performance period end date for LTIP Units that did not vest.
03/01/2025Date of transaction and filing.

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