Form 4: HA Sustainable Infrastructure Capital: Executive Susan D. Nickey Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


EVP and Chief Client Officer Susan D. Nickey reports changes in beneficial ownership of HA Sustainable Infrastructure Capital, Inc. securities, including the acquisition of LTIP Units.

Summary

  • Susan D. Nickey, EVP and Chief Client Officer of HA Sustainable Infrastructure Capital, Inc. (HASI), filed a Form 4 detailing changes in her beneficial ownership.
  • The report indicates the acquisition of 67,500 LTIP Units on March 1, 2025.
  • These LTIP Units are held by HASI Management HoldCo LLC, of which Ms. Nickey is a member, and represent her proportionate interest.
  • Ms. Nickey also directly owns 2,614 shares of common stock and indirectly owns 58,245 shares through the Susan D Nickey Revocable Trust DTD 11/19/2021.
  • Previously reported LTIP Units that did not vest due to unmet performance targets for the period ended December 31, 2024, were removed from the total.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, so the sentiment is neutral.

Negatives

  • 18,500 LTIP Units previously included in the total did not vest because certain performance targets for the performance period ended December 31, 2024 were not met.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the trading activities of company insiders.

Key Dates

DateDescription
11/19/2021Date of Susan D Nickey Revocable Trust DTD
12/31/2024Performance period end date for LTIP Units
03/01/2025Date of transaction and filing

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