Form 4: Guild Holdings Co: Officer Neylan David Manuel Reports Stock Transactions
SEC Form 4 Filing
David Manuel Neylan, President and COO of Guild Holdings Co, reports the acquisition and disposal of common stock on April 15, 2024.
Summary
- On April 15, 2024, David Manuel Neylan, President and COO of Guild Holdings Co, engaged in transactions involving the company's common stock.
- Neylan disposed of 13,531 shares to cover tax obligations at a price of $14 per share.
- He also acquired 59,286 shares as dividend equivalent units (DEUs) with a value of $0.
- Following these transactions, Neylan directly owns 394,617 shares of Guild Holdings Co.
- The dividend equivalent units are subject to the same terms as the underlying restricted stock units (RSUs).
Sentiment
Score: 5
Explanation: The document is a standard regulatory filing detailing stock transactions by an officer, with no inherent positive or negative sentiment.
Industry Context
This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities and beneficial ownership of company stock.
Stakeholder Impact
- The transactions may have a minor impact on shareholders due to the change in ownership, but the overall effect is likely minimal.
Key Dates
| Date | Description |
|---|---|
| 04/15/2024 | Date of stock transactions: disposal of 13,531 shares and acquisition of 59,286 shares. |
| 04/17/2024 | Date of signature by Attorney-in-Fact, Bella Guerrero. |
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