Form 4: Guaranty Bancshares Officer Sells Shares Under 10b5-1 Plan

A Guaranty Bancshares executive sold 706 shares of common stock for $48.58 per share, as part of a pre-arranged trading plan.

Summary

• William Travis Brown, SEVP Chief Lending Officer of Guaranty Bancshares Inc. (GNTY), reported a sale of common stock.
• The transaction involved the disposition of 706 shares of common stock at a price of $48.58 per share.
• The sale occurred on August 29, 2025.
• Following the transaction, Mr. Brown directly beneficially owns 615 shares of common stock.
• Additionally, Mr. Brown indirectly beneficially owns 7,010 shares of common stock through the Issuer KSOP.
• The transaction was made pursuant to a Rule 10b5-1(c) contract, instruction, or written plan for the purchase or sale of equity securities.

Sentiment

Score: 5

Explanation: The sentiment is neutral. While an insider sale can sometimes be viewed negatively, the execution under a 10b5-1 plan suggests a pre-planned financial decision rather than a signal about the company's immediate prospects.

Positives

• The sale was conducted under a Rule 10b5-1 trading plan, indicating it was pre-scheduled and not based on new, non-public information, which can mitigate concerns about insider selling.

Negatives

• An insider sale, even under a 10b5-1 plan, reduces the executive's direct ownership stake in the company, which can sometimes be perceived negatively by investors.

Future Outlook

The filing does not contain any forward-looking statements or guidance regarding the company's future performance or outlook.

Industry Context

This insider transaction is a routine disclosure for publicly traded companies and does not inherently reflect broader industry trends or competitive positioning. It is specific to the individual executive's financial planning.

Related Party Transactions

• The sale of common stock by William Travis Brown, a Senior Executive Vice President and Chief Lending Officer, constitutes an insider transaction, which is a form of related party dealing.

Stakeholder Impact

• Shareholders may view the reduction in direct insider ownership as a minor negative, though the 10b5-1 plan mitigates concerns about the timing of the sale.
• Employees are unlikely to be directly impacted by this individual executive stock transaction.

Key Dates

Keywords

Guaranty Bancshares, GNTY, Insider Sale, Form 4, Executive Compensation, Stock Transaction, 10b5-1 Plan, Financial Services, Banking