SCHEDULE: GSI Technology Insider Boosts Stake to 11.7%

Lee-Lean Shu, an insider at GSI Technology, Inc., has reported an aggregate beneficial ownership of 11.7% of the company's common stock as of September 30, 2025.

Summary

• Lee-Lean Shu beneficially owns an aggregate of 3,504,302 shares of GSI Technology, Inc. Common Stock.
• This ownership represents 11.7% of the company's outstanding common stock.
• Mr. Shu holds sole voting and dispositive power over 2,882,417 shares.
• Mr. Shu holds shared voting and dispositive power over 621,885 shares.
• His beneficial ownership includes 1,982,417 shares owned directly and options to purchase 900,000 shares exercisable within 60 days of September 30, 2025.
• Shared beneficial ownership includes 13,600 shares held by Mr. Shu's children, 530,939 shares held by his spouse, and 77,346 shares issuable upon exercise of options held by his spouse, exercisable within 60 days of September 30, 2025.
• Mr. Shu disclaims beneficial ownership of securities held by his family members except to the extent of his pecuniary interest therein.

Sentiment

Score: 8

Explanation: The high level of insider ownership, including direct shares and exercisable options, indicates strong confidence from a key individual within the company, which is generally viewed positively by investors.

Positives

• The significant beneficial ownership of 11.7% by an insider like Lee-Lean Shu signals strong confidence in the company's future prospects and alignment of interests with shareholders.
• A substantial portion of the ownership includes options exercisable within 60 days, indicating a direct financial incentive for Mr. Shu to see the stock perform well.

Future Outlook

NA

Industry Context

This filing is a routine disclosure of beneficial ownership by an insider and does not provide specific insights into broader industry trends or competitive landscape beyond the company's internal ownership structure.

Related Party Transactions

• Beneficial ownership includes 13,600 shares held by Mr. Shu's children and 530,939 shares held by his spouse, along with 77,346 shares from options held by his spouse, which are considered related party holdings.

Stakeholder Impact

• Shareholders may view the significant insider ownership as a positive signal, indicating management's alignment with shareholder interests and confidence in the company's long-term value.

Key Dates

Recommendation

The significant insider ownership by Lee-Lean Shu is a positive indicator of confidence in GSI Technology. While this filing alone does not provide operational or financial performance updates to warrant a 'buy' recommendation, the strong insider alignment suggests a 'hold' position is appropriate, pending further fundamental analysis.

Keywords

GSI Technology, Lee-Lean Shu, beneficial ownership, insider stake, common stock, Schedule 13G, equity ownership