Form 4: Griffon Director Gifts 2,150 Shares Under 10b5-1 Plan

Griffon Corporation Director Henry A. Alpert reported gifting 2,150 shares of common stock at a $0 price, reducing his direct beneficial ownership to 69,139 shares.

Summary

• Director Henry A. Alpert disposed of 2,150 shares of Griffon Corporation common stock.
• The transaction occurred on December 4, 2025, and was a gift (transaction code 'G').
• The shares were disposed of at a price of $0 per share.
• Following this transaction, Mr. Alpert directly beneficially owns 69,139 shares of common stock.
• The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged disposition.

Sentiment

Score: 5

Explanation: Neutral. A gift transaction by a director, especially when executed under a 10b5-1 plan, is a routine insider filing. It does not inherently signal strong positive or negative sentiment about the company's future performance or financial health.

Positives

• The transaction was executed under a Rule 10b5-1(c) plan, indicating a pre-arranged, non-discretionary disposition rather than a market-timing sale.

Negatives

• A director disposed of 2,150 shares of common stock, reducing their direct beneficial ownership in the company.

Future Outlook

NA

Industry Context

This filing details a specific insider transaction and does not provide broader industry context or trends.

Related Party Transactions

• Director Henry A. Alpert gifted 2,150 shares of common stock at a $0 price.

Stakeholder Impact

• Shareholders: The disposition of 2,150 shares represents a negligible fraction of outstanding shares and is unlikely to have a material impact on overall ownership percentages or share price.
• Company: There is no direct financial impact on the company as this is a transfer of existing shares, not a new issuance or repurchase.

Key Dates

Recommendation

This Form 4 filing reports a routine gift of a small number of shares by a director under a pre-arranged 10b5-1 plan. Such a transaction typically does not indicate a change in the company's fundamental outlook or warrant a change in investment recommendation. It is a non-discretionary event with minimal impact on the company's valuation or the director's overall beneficial ownership.

Keywords

Griffon Corp, GFF, SEC Form 4, Insider Transaction, Director, Stock Gift, Beneficial Ownership, Henry A. Alpert, 10b5-1 Plan