SCHEDULE: Key Investors Boost Gran Tierra Energy Stake to 9%
Beneficial Ownership Amendment
Daniel Lau, Christine Man, and LM Asset (IM) Inc. collectively report significant beneficial ownership in Gran Tierra Energy Inc., with Daniel Lau holding 9.0% of common stock.
Summary
- Daniel Lau, Christine Man, and LM Asset (IM) Inc. have filed an Amendment No. 2 to Schedule 13G for Gran Tierra Energy Inc.
- Daniel Lau beneficially owns 3,176,800 shares, representing 9.0% of the common stock.
- Christine Man beneficially owns 3,002,350 shares, representing 8.5% of the common stock.
- LM Asset (IM) Inc. beneficially owns 2,791,800 shares, representing 7.9% of the common stock.
- The percentages are calculated based on 35,290,955 shares of Common Stock outstanding on July 28, 2025.
- The reporting persons are filing jointly but expressly disclaim membership in a group.
- The securities were acquired and are held in the ordinary course of business and not for the purpose of changing or influencing control of the issuer.
Sentiment
Score: 6
Explanation: The filing indicates significant beneficial ownership by key individuals and an investment adviser, suggesting confidence in the company. While it's a routine disclosure, the substantial stake is a moderately positive signal for investors.
Positives
- Significant beneficial ownership by key individuals and an investment adviser, indicating confidence in Gran Tierra Energy Inc.
- Daniel Lau holds 9.0% of the common stock, Christine Man holds 8.5%, and LM Asset (IM) Inc. holds 7.9%.
- The filing explicitly states the securities were acquired and are held in the ordinary course of business, not for control purposes, which can signal a long-term investment perspective.
Future Outlook
NA
Industry Context
NA
Stakeholder Impact
- Shareholders: Increased transparency regarding significant ownership stakes by key investors. The substantial ownership by these individuals and entities could be viewed positively, potentially signaling long-term commitment and confidence in the company's prospects.
Key Dates
| Date | Description |
|---|---|
| 07/28/2025 | Date shares outstanding (35,290,955) were reported in Form 10-Q. |
| 09/30/2025 | Date of event which requires filing of this statement. |
| 11/14/2025 | Date of signing and filing of the Schedule 13G Amendment No. 2. |
Keywords
Gran Tierra Energy, GTE, Schedule 13G, Beneficial Ownership, Institutional Ownership, Daniel Lau, Christine Man, LM Asset (IM) Inc., Common Stock, SEC Filing, Oil and Gas
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