Form 4: Graham Corp. President and COO Matthew Malone Reports Acquisition of Common Stock Through RSU Vesting

Matthew Malone, President and COO of Graham Corporation, reported the acquisition of 3,053 shares of common stock through the vesting of restricted stock units.

Summary

• Matthew Malone, President and Chief Operating Officer of Graham Corporation (GHM), reported a change in beneficial ownership of the company's securities.
• On May 23, 2025, Mr. Malone acquired 3,053 shares of Graham Corporation Common Stock.
• This acquisition occurred through the vesting of restricted stock units (RSUs), which convert into common stock on a one-for-one basis at a price of $0.
• Following this transaction, Mr. Malone beneficially owns 46,662 shares of Common Stock.
• Additionally, Mr. Malone holds remaining restricted stock units: 2,375 units from a grant where two-thirds vested on May 17, 2024, and May 17, 2025, with the balance vesting on May 17, 2026; and 3,873 units vesting one-third on June 4, 2025, June 4, 2026, and June 4, 2027.

Sentiment

Score: 6

Explanation: The sentiment is mildly positive as it reflects a routine compensation event for a key executive, increasing their direct equity stake and aligning interests with shareholders. It's not highly impactful but generally seen as a positive sign of continued commitment.

Positives

• The vesting of restricted stock units for Matthew Malone, a key executive, indicates continued alignment of management's interests with shareholders through equity ownership.
• The increase in direct common stock holdings by a senior officer can be viewed positively as it reflects confidence in the company's future performance.

Future Outlook

The document primarily reports a past transaction (vesting of RSUs) and provides future vesting schedules for other equity awards, but does not offer a broader future outlook for the company's operations or financial performance.

Industry Context

This Form 4 filing is a routine disclosure of an insider's equity compensation vesting, common across all publicly traded companies. It does not provide information relevant to broader industry trends or competitive positioning.

Related Party Transactions

• The transaction involves the vesting of restricted stock units granted by Graham Corporation to its President and COO, Matthew Malone, as part of his compensation package.

Stakeholder Impact

• Shareholders: The vesting of RSUs for a key executive increases their direct ownership in the company, potentially strengthening alignment between management and shareholder interests.

Next Steps

• Future vesting of 2,375 restricted stock units on May 17, 2026.
• Future vesting of 3,873 restricted stock units on June 4, 2025, June 4, 2026, and June 4, 2027.

Key Dates

Keywords

Graham Corporation, GHM, SEC Form 4, Insider Transaction, Restricted Stock Units, RSU Vesting, Common Stock, Beneficial Ownership, Matthew Malone, Corporate Governance