Form 4: Goosehead Insurance Executive Chairman Reports Gift of Class A Shares

Mark Evan Jones, Executive Chairman and 10% Owner of Goosehead Insurance, Inc., reported the gifting of 100 shares of Class A Common Stock and detailed his remaining direct and indirect beneficial ownership.

Summary

• Mark Evan Jones, identified as a Director, 10% Owner, Officer (Executive Chairman), and Member of 10% owner group for Goosehead Insurance, Inc. (GSHD), filed a Form 4.
• On May 21, 2025, Mr. Jones disposed of 100 shares of Class A Common Stock through a gift transaction (Transaction Code 'G') at a price of $0.
• Following this transaction, Mr. Jones directly beneficially owns 38,851 shares of Class A Common Stock and 182,349 shares of Class B Common Stock.
• Additionally, Mr. Jones indirectly beneficially owns 9,222,497 shares of Class B Common Stock through a trust.
• The filing also details derivative securities, specifically LLC Units in Goosehead Financial, LLC, which are convertible into Class A Common Stock at a conversion price of $0.
• Mr. Jones directly holds 182,349 LLC Units and indirectly holds 9,222,497 LLC Units via a trust, all convertible into an equivalent number of Class A Common Stock shares.
• Each LLC Unit, when combined with a share of Class B common stock, can be converted into one share of Class A common stock, and these LLC Units do not expire.

Sentiment

Score: 5

Explanation: The filing is a standard Form 4 reporting a gift transaction by an insider, which is a routine disclosure and does not directly reflect on the company's operational performance or financial health, thus indicating a neutral sentiment.

Positives

• Mark Evan Jones, a key executive and significant owner, maintains substantial direct and indirect beneficial ownership in Goosehead Insurance, Inc., aligning his interests with those of other shareholders.

Negatives

• Mark Evan Jones disposed of 100 shares of Class A Common Stock through a gift transaction, representing a minor reduction in his direct Class A holdings.

Future Outlook

NA

Industry Context

This filing is a routine insider transaction report and does not provide information related to broader industry trends or competitive landscape within the insurance sector.

Related Party Transactions

• The reporting person's indirect holdings of Class B Common Stock and LLC Units are held in a trust for which the reporting person serves as a trustee and immediate family members are beneficiaries.

Stakeholder Impact

• Provides transparency to shareholders regarding the beneficial ownership structure and changes in holdings of a key executive and significant owner.

Key Dates

Keywords

Goosehead Insurance, GSHD, Mark Evan Jones, Form 4, Insider Transaction, Beneficial Ownership, Class A Common Stock, Class B Common Stock, LLC Units, Executive Chairman