Form 4: Goldman Sachs Executive Vice President John F.W. Rogers Reports Stock Transactions

Sentiment:

SEC Form 4 Filing


Executive Vice President John F.W. Rogers reports the vesting of performance-based restricted stock units and related tax withholding.

Summary

  • On April 30, 2025, John F.W. Rogers, an Executive Vice President at Goldman Sachs, reported transactions involving the company's common stock.
  • 32,391 shares were acquired upon the vesting of performance-based restricted stock units (PSUs) granted on January 19, 2022, as part of 2021 year-end compensation.
  • 16,536 shares were withheld to cover withholding tax obligations related to the PSU vesting at a price of $548.92.
  • Following these transactions, Rogers directly owns 71,769 shares and indirectly owns 12,132 shares through his spouse and 38,165 shares through a family trust.

Sentiment

Score: 5

Explanation: This is a routine regulatory filing reflecting standard executive compensation practices; therefore, the sentiment is neutral.

Industry Context

Form 4 filings are a routine part of executive compensation and provide transparency into insider transactions.

Stakeholder Impact

  • Shareholders gain insight into executive compensation and ownership.
  • The company fulfills its regulatory reporting requirements.

Key Dates

DateDescription
01/19/2022Date of grant for Performance-based Restricted Stock Units (PSUs)
04/30/2025Date of transaction: vesting of PSUs and withholding of shares for taxes
05/02/2025Date of Form 4 filing
January 2026Shares generally cannot be sold or transferred before this date

Keywords

Form 4, Goldman Sachs, Rogers, Executive Vice President, Stock Options, PSU, GS, Beneficial Ownership, Securities

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