Form 4: Goldman Sachs Chief Risk Officer Alex Golten Reports Stock Transactions

Alex Golten, Chief Risk Officer of Goldman Sachs, reports the acquisition and disposal of company stock related to the vesting of restricted stock units and tax obligations.

Summary

• On January 21, 2025, Alex Golten, the Chief Risk Officer of Goldman Sachs, reported transactions involving the company's common stock.
• These transactions involved the vesting of 4,986 Restricted Stock Units (RSUs) awarded as compensation prior to 2024, resulting in the acquisition of 4,986 shares of common stock.
• Simultaneously, 2,642 shares were withheld to cover withholding tax obligations at a price of $625.94 per share.
• Following these transactions, Golten directly owns 8,753 shares and indirectly owns 978 shares through trusts.
• The reporting person disclaims beneficial ownership of shares held through trusts where the trustee is the reporting person's spouse and the beneficiaries are immediate family members.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing stock transactions. It doesn't inherently convey positive or negative sentiment about the company's performance.

Industry Context

Form 4 filings are a routine part of corporate governance, providing transparency into the transactions of company insiders. These filings are closely watched by investors for signals about management's confidence in the company's prospects.

Stakeholder Impact

• The transactions have a minimal direct impact on stakeholders, as they primarily reflect internal compensation and tax-related activities.

Key Dates