Form 4: Glaukos Corp SVP & CFO Alex R. Thurman Reports Stock Transactions

Alex R. Thurman, SVP & CFO of Glaukos Corporation, reports the disposition and acquisition of common stock, including shares withheld for tax obligations and sales under a Rule 10b5-1 trading plan.

Summary

• On March 25, 2025, Alex R. Thurman, SVP & CFO of Glaukos Corporation, reported several transactions involving Glaukos Corp [GKOS] common stock.
• These transactions included the withholding of shares by the issuer for tax obligations related to vesting restricted stock units, as well as sales of common stock.
• Specifically, 3,252 shares were withheld at $107.61 per share and 1,592 shares were withheld at $96.6 per share to cover tax obligations.
• Additionally, Thurman sold 1,059 shares at a weighted average price of $106.56, 430 shares at a weighted average price of $107.44, and 31 shares at $108.14.
• Following these transactions, Thurman beneficially owns 53,431 shares, which includes 19,387 unvested restricted stock units.
• The sales were executed under a pre-arranged Rule 10b5-1 trading plan adopted on December 13, 2024.

Sentiment

Score: 5

Explanation: The document is a standard SEC Form 4 filing, reporting stock transactions by a company executive. It doesn't inherently convey positive or negative sentiment, but rather provides factual information about the transactions.

Industry Context

Insider trading activity is closely monitored by investors as it can provide insights into management's perspective on the company's prospects. Rule 10b5-1 plans are commonly used to allow insiders to sell shares without being accused of trading on non-public information.

Stakeholder Impact

• Shareholders may be interested in the trading activity of company executives as an indicator of management's confidence in the company's future performance.

Key Dates

Keywords

Glaukos, GKOS, Form 4, Insider Trading, Stock Transactions, Alex R. Thurman, Restricted Stock Units, Rule 10b5-1, SVP & CFO