Form 4: GCM Grosvenor Inc. Officer Sells Shares to Cover Tax Obligations

Sentiment:

SEC Form 4 Filing


Kathleen Patricia Sullivan, Principal Accounting Officer of GCM Grosvenor Inc., disposed of 933 shares of Class A Common Stock to cover tax withholding obligations related to vested restricted stock units.

Summary

  • On August 15, 2024, Kathleen Patricia Sullivan, the Principal Accounting Officer of GCM Grosvenor Inc., disposed of 933 shares of Class A Common Stock.
  • The transaction was executed to satisfy tax withholding obligations related to the net settlement of vested restricted stock units (RSUs).
  • The shares were withheld by the issuer at a price of $10.89 per share.
  • Following the transaction, Sullivan directly owns 52,307 shares of Class A Common Stock.

Sentiment

Score: 5

Explanation: The document describes a routine transaction related to tax obligations, which is neither particularly positive nor negative.

Industry Context

Form 4 filings are a routine part of regulatory compliance for corporate insiders and are publicly available to ensure transparency in the market.

Stakeholder Impact

  • The transaction is unlikely to have a significant impact on stakeholders as it is a routine sale to cover tax obligations.

Key Dates

DateDescription
08/15/2024Date of transaction: Kathleen Patricia Sullivan disposed of shares to cover tax obligations.
08/19/2024Date of signature on the Form 4 filing.

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