Form 4: Gartner SVP Schedules Share Acquisition via ESPP

Gartner's SVP of Global Technology Sales, Dick van Ham, has scheduled the acquisition of 26 shares of common stock through an employee stock purchase plan.

Summary

• Dick van Ham, SVP, Global Technology Sales at Gartner Inc., is scheduled to acquire 26 shares of common stock.
• The transaction is set to occur on November 28, 2025, at a price of $221.1 per share.
• The shares will be acquired under Gartner, Inc.'s 2011 Employee Stock Purchase Plan, which was amended and restated effective May 1, 2024.
• This acquisition is exempt from Section 16(b) pursuant to Rule 16b-3(c).
• Following this acquisition, Dick van Ham will beneficially own 362 shares of Gartner Inc. common stock.
• The transaction was made pursuant to a Rule 10b5-1(c) plan, indicating a pre-arranged purchase.

Sentiment

Score: 6

Explanation: The scheduled acquisition of shares by an executive, even a small amount, through an ESPP and a 10b5-1 plan is a neutral to slightly positive event, indicating routine participation in company equity programs and a degree of confidence.

Positives

• An executive's participation in an Employee Stock Purchase Plan (ESPP) and a Rule 10b5-1 plan aligns their financial interests with those of shareholders, signaling long-term commitment.
• The acquisition, even if small, can be interpreted as a routine sign of confidence in the company's future prospects by an insider.

Future Outlook

The filing reports a pre-arranged acquisition of shares scheduled for November 28, 2025, under a Rule 10b5-1(c) plan. This indicates a future, planned transaction rather than a past event, reflecting a long-term equity strategy for the executive.

Industry Context

This is a routine insider transaction under an Employee Stock Purchase Plan, common across many industries, including the IT research and advisory sector where Gartner operates. It reflects standard compensation and equity participation practices for executives, aiming to align their interests with those of shareholders.

Comparison to Industry Standards

• Employee Stock Purchase Plans (ESPPs) are a common benefit offered by publicly traded companies across various industries, including technology and professional services, to encourage employee ownership and align interests.
• The acquisition of shares by an executive, even in small amounts, is a standard practice under such plans and is generally viewed as a neutral to slightly positive signal of management's belief in the company's long-term prospects, consistent with industry norms.

Corporate Governance

Stakeholder Impact

• Shareholders: The scheduled acquisition by an executive may be seen as a minor positive signal of insider confidence and alignment of interests.
• Employees: Participation in ESPPs can enhance employee engagement and retention by offering a stake in the company's success.

Key Dates

Recommendation

This Form 4 reports a routine, pre-scheduled acquisition of a small number of shares by an executive through an Employee Stock Purchase Plan. While it indicates continued insider participation and alignment of interests, the transaction size and nature are not significant enough to warrant a change in investment recommendation. It is a standard event that does not alter the fundamental investment thesis for Gartner Inc.

Keywords

Gartner Inc., IT, Dick van Ham, SVP Global Technology Sales, Insider Trading, Form 4, Stock Acquisition, Employee Stock Purchase Plan, ESPP, Rule 10b5-1