SCHEDULE: AWM Investment Company Reports 0% Stake in Gaia, Inc.

AWM Investment Company, Inc. has filed a Schedule 13G, reporting no beneficial ownership of Gaia, Inc. Class A Common Stock as of June 30, 2026.

Summary

• AWM Investment Company, Inc. (AWM) has filed an amendment to its Schedule 13G, indicating a change in its beneficial ownership of Gaia, Inc. Class A Common Stock.
• As of June 30, 2026, AWM reports having 0 shares of Gaia, Inc. Class A Common Stock beneficially owned.
• This represents 0% of the class of securities.
• AWM acts as the investment adviser to several funds: Special Situations Cayman Fund, L.P., Special Situations Fund III QP, L.P., and Special Situations Private Equity Fund, L.P.
• The filing states that AWM holds sole voting and investment power over 0 Common Shares.
• David M. Greenhouse and Adam C. Stettner are identified as controlling principals of AWM and are involved in the general partners of the funds advised by AWM.

Sentiment

Score: 3

Explanation: StockSavvy.ai views this as a neutral filing, primarily reporting a lack of ownership rather than new developments or financial performance.

Negatives

• AWM Investment Company, Inc. reports zero beneficial ownership of Gaia, Inc. Class A Common Stock, indicating no current investment or control interest.

Future Outlook

No forward-looking statements or guidance were provided in this filing.

Management Comments

• "The securities referred to above were acquired and are held in the ordinary course of business and were not acquired and are not held for the purpose of or with the effect of changing or influencing the control of the issuer of the securities and were not acquired and are not held in connection with or as a participant in any transaction having that purpose or effect, other than activities solely in connection with a nomination under 240.14a-11."
• "By signing below I certify that, to the best of my knowledge and belief, the information set forth in this statement is true, complete and correct."

Industry Context

StockSavvy.ai notes that Schedule 13G filings are typically made by institutional investors who acquire beneficial ownership of more than 5% of a class of a company's registered securities. A filing reporting 0% ownership suggests a divestment or a change in reporting status, which could be significant for understanding the shareholder base.

Stakeholder Impact

• Shareholders: The absence of a significant stake from AWM Investment Company may influence perceptions of institutional interest in Gaia, Inc.

Key Dates

Keywords

Schedule 13G, SEC Filing, Gaia Inc, AWM Investment Company, Beneficial Ownership, Class A Common Stock, Investment Adviser