4/A: Mario Gabelli Corrects Beneficial Ownership of Gabelli Dividend & Income Trust Shares

Mario Gabelli files an amended Form 4 to correct the number of Series M Cumulative Preferred Shares beneficially owned, initially underreported.

Summary

• Mario Gabelli filed an amended Form 4 with the SEC on October 18, 2024, regarding his beneficial ownership of Gabelli Dividend & Income Trust shares.
• The amendment corrects an error in the original filing from October 15, 2024, related to the number of Series M Cumulative Preferred Shares.
• The corrected filing shows Mr. Gabelli beneficially owns 3,131,500 shares directly and has indirect ownership through several entities.
• These entities include Associated Capital Group, Inc. (3,100,000 shares), GAMCO Investors, Inc. (600,000 shares), GGCP, Inc. (1,500,000 shares), and GPJ Retirement Partners (80,000 shares).
• Mr. Gabelli disclaims beneficial ownership of shares held by these entities in excess of his indirect pecuniary interest.

Sentiment

Score: 7

Explanation: The document is a routine regulatory filing correcting a previous error, indicating standard corporate governance practices. There is no indication of positive or negative sentiment.

Industry Context

This filing is a routine disclosure related to changes in beneficial ownership by a company insider, which is a common practice in the investment management industry.

Key Dates