FNKO.NASDAQFunko, INC

Form 4: Funko's Chief Legal Officer, Tracy D. Daw, Reports Stock Transactions

Sentiment:

SEC Form 4 Filing

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Tracy D. Daw, Chief Legal Officer of Funko, Inc., reports the vesting and conversion of restricted stock units into Class A Common Stock.

Summary

  • On March 6, 2025, Tracy D. Daw, the Chief Legal Officer of Funko, Inc., converted 5,274 restricted stock units (RSUs) into Class A Common Stock.
  • On March 8, 2025, Daw converted an additional 4,343 RSUs into Class A Common Stock.
  • These transactions increased Daw's direct holdings of Class A Common Stock to 15,979 shares.
  • Following the reported transactions, Daw directly owns 4,343 RSUs.

Sentiment

Score: 5

Explanation: The sentiment is neutral as the document simply reports required insider trading activity.

Industry Context

This Form 4 filing is a routine disclosure required by the SEC for corporate insiders, providing transparency into their trading activities and beneficial ownership of company stock.

Stakeholder Impact

  • The transactions have a minimal direct impact on stakeholders, as they represent routine insider activity.

Key Dates

DateDescription
03/08/2022Reporting Person was granted 17,372 RSUs, vesting in four equal annual installments on each of the first through fourth anniversaries of March 8, 2022.
03/06/2023The 21,094 RSUs vest in four equal installments on each of the first through fourth anniversaries of March 6, 2023.
03/06/2025Conversion of 5,274 Restricted Stock Units to Class A Common Stock.
03/08/2025Conversion of 4,343 Restricted Stock Units to Class A Common Stock.
03/10/2025Date of signature for the Form 4 filing.

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