Form 4: H.B. Fuller Executive VP and CFO, John J. Corkrean, Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4


John J. Corkrean, Executive VP and CFO of H.B. Fuller, filed a Form 4 detailing changes in his beneficial ownership of the company's stock, including the acquisition of phantom units and adjustments to existing stock options and restricted stock units.

Summary

  • On March 28, 2025, John J. Corkrean, Executive VP and CFO of H.B. Fuller, reported changes in his beneficial ownership of the company's securities.
  • The report details the disposition of 52,196 shares of common stock.
  • Corkrean acquired 172.1 phantom units that convert into common stock on a 1-for-1 basis.
  • These phantom units convert into shares of common stock upon certain termination events or an earlier date selected by the participant, subject to legal holding periods.
  • The report also includes information on employee stock options and restricted stock units held by Corkrean, with varying exercise prices and vesting schedules.
  • Some restricted stock units and stock options vest in three annual installments.
  • The report includes stock units and restricted stock units acquired pursuant to dividend equivalent features.

Sentiment

Score: 5

Explanation: This is a neutral disclosure of transactions. It doesn't inherently indicate positive or negative sentiment about the company's prospects.

Negatives

  • The reporting person disposed of 52,196 shares of common stock.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, which is common in publicly traded companies. It provides transparency to investors regarding the financial interests of company executives.

Comparison to Industry Standards

  • Executive compensation packages, including stock options and restricted stock units, are standard practice among publicly traded companies like H.B. Fuller to incentivize performance and align executive interests with shareholder value.
  • The vesting schedules and exercise prices of the stock options are typical for executive compensation plans.
  • Companies like 3M, Avery Dennison, and Sherwin-Williams also utilize similar equity-based compensation strategies for their executives.

Stakeholder Impact

  • The disclosure provides transparency to shareholders regarding executive compensation and ownership.
  • It can influence investor perception of management's alignment with shareholder interests.

Key Dates

DateDescription
05/17/2017Date of employee stock option (Right-to-Buy)
01/26/2018Date of employee stock option (Right-to-Buy)
01/25/2019Date of employee stock option (Right-to-Buy)
01/24/2020Date of employee stock option (Right-to-Buy)
01/24/2021Date of employee stock option (Right-to-Buy)
01/27/2022Date of employee stock option (Right-to-Buy)
01/24/2023Date of employee stock option (Right-to-Buy)
01/24/2024Date of employee stock option (Right-to-Buy) and Restricted Stock Units
01/26/2025Date of employee stock option (Right-to-Buy) and Restricted Stock Units
03/28/2025Date of Earliest Transaction
01/27/2026Date of employee stock option (Right-to-Buy) and Restricted Stock Units
05/17/2026Expiration Date of employee stock option (Right-to-Buy)
01/26/2027Expiration Date of employee stock option (Right-to-Buy) and Restricted Stock Units
01/27/2028Expiration Date of Restricted Stock Units
01/24/2029Expiration Date of employee stock option (Right-to-Buy)
01/24/2030Expiration Date of employee stock option (Right-to-Buy)
01/27/2031Expiration Date of employee stock option (Right-to-Buy)
01/24/2032Expiration Date of employee stock option (Right-to-Buy)
01/24/2033Expiration Date of employee stock option (Right-to-Buy)
01/26/2034Expiration Date of employee stock option (Right-to-Buy)
01/27/2035Expiration Date of employee stock option (Right-to-Buy)

Keywords

Form 4, Beneficial Ownership, Executive Compensation, Stock Options, Restricted Stock Units, Phantom Units, H.B. Fuller, FUL, Securities

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