Form 4: SEC Form 4: Ou June Reports Ownership Changes

June Ou, a Director and 10% owner of Figure Technology Solutions, Inc. (FIGR), filed a Form 4 detailing transactions related to beneficial ownership.

Summary

• This filing is a Form 4, a Statement of Changes in Beneficial Ownership, for June Ou, who is a Director and a 10% owner of Figure Technology Solutions, Inc. (FIGR).
• The earliest transaction date reported is April 10, 2026.
• The filing indicates that 32,247 shares of Class B Common Stock were involved in a transaction, with a conversion price of $34.08 per share of Class A Common Stock.
• These shares are beneficially owned indirectly by June Ou through various entities and trusts, including by Spouse, a Family Trust, Rockfish LLC, Children's Trust 1, and Children's Trust 2.
• A specific transaction notes that 32,247 shares were withheld by the Issuer to satisfy tax liability on the vesting of restricted stock units, and this is not considered a market sale.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral filing, as it primarily reports on routine ownership changes and tax-related share withholding rather than significant new strategic information or market-moving transactions.

Positives

• The filing clarifies that shares withheld for tax liabilities on restricted stock unit vesting are not market sales, indicating no direct selling pressure from this specific event.
• June Ou maintains significant indirect beneficial ownership across multiple holdings, suggesting continued commitment to the company.

Negatives

• The withholding of shares for tax liabilities, while not a market sale, does represent a reduction in the total number of shares June Ou would otherwise hold directly.

Risks

• The conversion of Class B Common Stock to Class A Common Stock upon transfer could lead to changes in ownership structure and voting power.
• Potential tax liabilities on vested restricted stock units could necessitate share withholding, impacting direct ownership.

Future Outlook

No specific forward-looking statements or guidance are provided in this Form 4 filing.

Industry Context

StockSavvy.ai notes that Form 4 filings are standard disclosures for significant owners and insiders, providing transparency into their holdings and transactions. This filing specifically details share movements related to compensation and ownership structures within Figure Technology Solutions, Inc.

Stakeholder Impact

• Shareholders: The filing provides transparency into the holdings of a key insider, June Ou, which can inform their understanding of ownership dynamics.
• Employees: The mention of restricted stock units and tax liabilities relates to employee compensation and equity incentives.

Key Dates

Keywords

SEC Form 4, Beneficial Ownership, Figure Technology Solutions, FIGR, June Ou, Insider Trading, Stock Vesting, Restricted Stock Units, Class B Common Stock, Class A Common Stock