Form 4: Figure Technology Director's Tax-Related Stock Disposition

A director and 10% owner of Figure Technology Solutions, Inc. reported a disposition of Class B Common Stock to cover tax liabilities.

Summary

• Ou June, a Director and 10% Owner of Figure Technology Solutions, Inc. (FIGR), reported a transaction on March 3, 2026.
• The transaction involved the disposition of 68,059 shares of Class B Common Stock.
• This disposition was not a market sale but represented shares withheld by the Issuer to satisfy tax liability on the vesting of restricted stock units.
• The price per share for the tax withholding was $29.72.
• Following this transaction, Ou June continues to beneficially own a significant number of Class B Common Stock indirectly through a spouse (30,037,236 shares), a family trust (4,313,645 shares), Rockfish LLC (2,237,012 shares), and two children's trusts (3,185,970 shares each).
• Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the holder's option or automatically upon certain permitted transfers.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as it represents a routine tax-related disposition of shares upon vesting of restricted stock units, not a discretionary market sale.

Future Outlook

NA

Industry Context

StockSavvy.ai notes that Form 4 filings are routine disclosures for insiders and typically do not reflect strategic shifts or industry trends, but rather compliance with reporting requirements for personal stock transactions.

Stakeholder Impact

• Shareholders: The disposition is a routine tax-related event and does not indicate a change in the insider's overall confidence or a significant shift in company strategy.

Key Dates

Recommendation

The filing details a routine tax-related disposition of shares by a director and 10% owner, which is a common occurrence upon the vesting of restricted stock units. It does not reflect a discretionary market sale or provide new information about the company's operational performance or future prospects. Therefore, it does not warrant a change in investment thesis, suggesting a 'hold' recommendation.

Keywords

Figure Technology Solutions, FIGR, SEC Form 4, Insider Transaction, Stock Disposition, Tax Withholding, Class B Common Stock, Restricted Stock Units, Director, 10% Owner