Form 4: Figure Technology Chief Capital Officer Executes Stock Sale

Chief Capital Officer David Todd Stevens exercised options and sold 47,064 shares of Figure Technology Solutions, Inc. stock.

Summary

• David Todd Stevens, Chief Capital Officer, exercised options to acquire 38,821 shares of Class A Common Stock at a price of $4.82 per share.
• Following the acquisition, the reporting person sold 47,064 shares of Class A Common Stock in multiple transactions.
• The sales were executed at weighted average prices ranging from $39.4687 to $44.1519 per share.
• The transactions were conducted pursuant to a Rule 10b5-1 trading plan adopted on December 10, 2025.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as the transactions were executed under a pre-planned 10b5-1 arrangement and represent routine portfolio management by an executive.

Positives

• The executive maintains a significant remaining stake of 406,051 shares of Class A Common Stock.
• The transactions were executed under a pre-established Rule 10b5-1 trading plan, indicating systematic rather than reactive selling.

Negatives

• The transaction represents a reduction in the executive's direct beneficial ownership of the company.

Risks

• Future sales by insiders could potentially impact market sentiment regarding the stock price.

Future Outlook

No specific forward-looking guidance regarding company operations was provided in this filing, as it is a standard disclosure of insider transaction activity.

Industry Context

StockSavvy.ai notes that insider selling via 10b5-1 plans is a standard practice for corporate executives to manage personal liquidity and diversify holdings, and is generally viewed as neutral by the market when conducted according to a pre-set schedule.

Comparison to Industry Standards

• The use of Rule 10b5-1 plans is the industry standard for executives to avoid potential conflicts of interest or allegations of insider trading.
• The volume of shares sold relative to the total holdings is consistent with typical executive compensation and liquidity management patterns.

Stakeholder Impact

• Shareholders should note the reduction in insider ownership, though the systematic nature of the sale mitigates concerns regarding negative sentiment.

Next Steps

• Continued monitoring of future Form 4 filings for further insider activity.

Key Dates

Keywords

Figure Technology Solutions, FIGR, Insider Trading, Form 4, Stock Options, Rule 10b5-1