Form 4: Director June Ou Executes Stock Sale via 10b5-1 Plan

Director June Ou reported the conversion and sale of 67,840 shares of Class A Common Stock held by her spouse.

Summary

• Director June Ou reported a transaction involving the conversion of 67,840 shares of Class B Common Stock into Class A Common Stock.
• Following the conversion, 67,840 shares of Class A Common Stock were sold in three separate tranches on April 15, 2026.
• The sales were executed at weighted average prices of $33.8475, $35.1422, and $35.9328.
• All transactions were conducted by the reporting person's spouse pursuant to a Rule 10b5-1 trading plan adopted on December 12, 2025.

Sentiment

Score: 5

Explanation: StockSavvy.ai views this as a neutral event, as the transactions were pre-planned and represent standard portfolio management by an insider.

Positives

• The sales were executed under a pre-arranged Rule 10b5-1 trading plan, which is a standard mechanism for insiders to sell stock without concerns regarding non-public information.

Negatives

• The transaction results in a reduction of the reporting person's indirect beneficial ownership of Class A Common Stock held by her spouse.

Risks

• The reporting person remains subject to Section 16 reporting obligations as a Director and 10% owner of the issuer.

Future Outlook

No specific forward-looking guidance regarding company operations was provided in this filing.

Industry Context

StockSavvy.ai notes that insider selling via 10b5-1 plans is a routine corporate governance practice, often used by executives and directors to manage personal liquidity while maintaining compliance with securities laws.

Comparison to Industry Standards

• The use of Rule 10b5-1 plans is the industry standard for corporate insiders to mitigate legal risks associated with trading company stock.

Related Party Transactions

• Transactions were conducted by the spouse of the reporting person.

Stakeholder Impact

• Minimal impact on shareholders as the sales were conducted through a pre-established 10b5-1 plan.

Next Steps

• Continued monitoring of future Form 4 filings for further insider activity.

Key Dates

Keywords

Figure Technology Solutions, FIGR, Insider Trading, Form 4, Rule 10b5-1, Director, Stock Sale