FRGE.Forge Global Holdings, INC

Form 4: Forge Global Holdings CEO Kelly Rodriques Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing

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CEO Kelly Rodriques reports acquisition and disposal of Forge Global Holdings common stock due to RSU vesting and tax obligations.

Summary

  • On March 4, 2025, Kelly Rodriques acquired 111,775 shares of Forge Global Holdings common stock through fully vested restricted stock units (RSUs).
  • On March 14, 2025, 97,952 shares were disposed of to cover tax withholding obligations related to the RSU settlement.
  • Following these transactions, Rodriques directly owns 8,516,641 shares and indirectly owns 69,772 shares through Pensco Trust Co. LLC Custodian FBO Kelly Rodriques Roth IRA.
  • Rodriques also indirectly owns 1,596,734 shares through Operative Capital SPV I, LLC and 689,045 shares through Operative Capital LP.
  • Rodriques disclaims beneficial ownership of shares held by Operative Capital entities except to the extent of his pecuniary interest.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing detailing stock transactions, with no inherent positive or negative sentiment.

Industry Context

This filing is a routine disclosure related to executive compensation and stock ownership, common in publicly traded companies.

Stakeholder Impact

  • The transactions have a minimal direct impact on stakeholders, as they are related to executive compensation and tax obligations.

Key Dates

DateDescription
03/04/2025Acquisition of 111,775 shares of common stock via restricted stock units.
03/14/2025Disposal of 97,952 shares of common stock for tax withholding.
03/18/2025Date of signature for the Form 4 filing.

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