Form 4: Flat Rock Opportunity Fund: Shiloh Bates Reports Acquisition of Common Shares

Shiloh Bates, Chief Investment Officer of Flat Rock Opportunity Fund, reports the acquisition of 2,652.52 common shares at $18.85 per share on January 27, 2025, bringing the total shares beneficially owned to 30,255.026.

Summary

• On January 27, 2025, Shiloh Bates, the Chief Investment Officer of Flat Rock Opportunity Fund, acquired 2,652.52 common shares of the company.
• The shares were purchased at a price of $18.85 per share.
• Following this transaction, Bates directly owns 30,255.026 common shares of Flat Rock Opportunity Fund.
• The acquisition includes shares acquired through the company's distribution reinvestment policy (DRIP).

Sentiment

Score: 6

Explanation: Neutral sentiment as it's a routine disclosure of insider trading activity. The purchase itself could be seen as mildly positive, but the document is primarily informational.

Positives

• The acquisition of shares by a key officer could be seen as a positive signal about the officer's confidence in the company's future prospects.

Industry Context

This is a standard SEC Form 4 filing, which is common for corporate insiders who trade in their company's stock. It provides transparency to the market regarding insider transactions.

Stakeholder Impact

• The transaction could have a minor positive impact on shareholder sentiment due to the insider's increased investment.

Key Dates

Keywords

Flat Rock Opportunity Fund, Shiloh Bates, FROPX, Common Shares, Beneficial Ownership, SEC Form 4, DRIP, Distribution Reinvestment Policy