Form 4: Flagstar Financial Executive Reports Changes in Beneficial Ownership

Sentiment:

SEC Form 4 Filing


Reginald E. Davis, Sr. EVP & President of Banking at Flagstar Financial, reports changes in his beneficial ownership of company stock due to the vesting of stock awards and tax withholding.

Summary

  • Reginald E. Davis, a Senior EVP & President of Banking at Flagstar Financial, filed a Form 4 detailing changes in his beneficial ownership of the company's common stock.
  • The reported transactions include the disposal of 1,398 shares to cover tax obligations and the vesting of stock awards.
  • Following the reported transactions, Davis directly owns 38,783 shares of common stock.
  • Davis also indirectly owns 41,349 shares through a stock award granted on December 1, 2022, which will vest in three approximately equal annual installments commencing on December 1, 2025.
  • Additionally, he indirectly owns 3,129 shares through a stock award granted on March 24, 2023, scheduled to vest on March 24, 2026.

Sentiment

Score: 5

Explanation: The document is a standard regulatory filing, and the transactions described are typical for executive compensation. Therefore, the sentiment is neutral.

Industry Context

This filing is a routine disclosure related to executive compensation and ownership, common in the financial services industry.

Stakeholder Impact

  • The filing provides transparency to shareholders regarding executive ownership and compensation.

Key Dates

DateDescription
12/01/2022Date of initial grant for a stock award of 41,349 shares, vesting in three annual installments commencing December 1, 2025.
03/24/2023Date of grant for a stock award of 3,129 shares, scheduled to vest on March 24, 2026.
03/24/2025Date of the reported transaction involving the disposal of shares for tax obligations.
03/25/2025Date of signature on the Form 4 filing.
12/01/2025Commencement date for vesting of the 41,349 share stock award in three annual installments.
03/24/2026Vesting date for the 3,129 share stock award.

Keywords

Form 4, Beneficial Ownership, Stock Awards, Flagstar Financial, Davis Reginald E, Equity Securities

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